【简答题】【消耗次数:1】
Direction: Fill in the blanks with the words given below. Change the form if necessary.[integrity; conscience; yield; appoint; assure; ensure; demonstrate; clarify; preserve; scarce]7. Though he walked free from court, his[填空1]kept bothering him for the wrong doing he had done.
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随机题目
【判断题】 证券是一种含有风险的权利证书。
①  正确
②  错误
【判断题】 我国《证券法》规定的证券监管体制是自律管理制度。
①  正确
②  错误
【判断题】 证券承销,指证券公司等证券经营机构依照承销协议包销或代销发行人所发行的股票和债券,并依照法律和合同收取一定比例承销费(佣金)的行为。
①  正确
②  错误
【判断题】 证券交易所的设立和解散,由证券业协会决定。
①  正确
②  错误
【判断题】 国库券的发行和交易不适用我国证券法。
①  正确
②  错误
【多选题】 顺昌有限公司等五家公司作为发起人,拟以募集方式设立一家股份有限公司。关于公开募集程序,下列哪些表述是正确的?
①  A.发起人应与依法设立的证券公司签订承销协议,由其承销公开募集的股份
②  ??B.证券公司应与银行签订协议,由该银行代收所发行股份的股款
③  ?C.发行股份的股款缴足后,须经依法设立的验资机构验资并出具证明
④  ???D.由发起人主持召开公司创立大会,选举董事会成员、监事会成员与公司总经理
【多选题】 张某手头有一笔闲钱欲炒股,因对炒股不熟便购买了某证券投资基金。关于张某作为基金份额持有人所享有的权利,下列哪些表述是正确的?
①  A.按份额享有基金财产收益
②  ?B.参与分配清算后的剩余基金财产
③  C.可回赎但不能转让所持有的基金份额
④  ??D.可通过基金份额持有人大会来更换基金管理人
【多选题】 我国证券法的基本原则
①  A.“三公原则,即公开、公平、公正原则.
②  B.合法性原则.
③  C.实质管理原则.
④  D.国家干预原则.
⑤  E.平等、自愿、有偿、诚实信用原则。
【多选题】 证券信息公开的基本要求
①  A.真实性.
②  B.准确性.
③  C.完整性.
④  D.及时性。
【多选题】 证券发行信息公开的意义
①  A.有利于投资者作出正确的投资选择.
②  B.保证所有投资者有均等获得信息的权利.
③  C.有利于规范发行公司的行为。